The type of financial instrument considered are Ordinary Shares, Preference Shares and Debenture. The issue of the type of instrument is decided on a case to case basis
Reedeemable Preference Shares
Main terms and conditions:
- The period of investment by SEF will be up to a maximum period of 7 years
- 1 year moratorium period
- Dividend rate of 8% p.a capped at 11% p.a
- Personal guarantee and floating charge shall be required
- Fixed charge/ fixed and floating charge on the assets of the Company shall be required on a case-to-case basis
- The redemption of the preference shares is done yearly (monthly/ quarterly/ half yearly – as may be agreed with the promoter)
- No early exit fees
Ordinary Shares
Main terms and Conditions :
- Entry and Exit prices are determined and may be negotiated with the promoter.
- SEF will consider an investment through ordinary shares in the following cases:
- Investment above Rs 3 M
- Existing, well established and sound fundamentals and outlook
- Minimum of 1 Director of SEF will be appointed by the Board on the investee company
- The expected IRR for the project is expected to between 11% to 18% depending on risk level.
- The period of investment by SEF will be up to a maximum of 10 years.
Debentures
Debentures may be considered in the following specific cases:
1. High risk project
2. Negative equity
3. Strong asset based
Main terms and Conditions :
- The redemption of the preference shares is done yearly (monthly/ quarterly/ half yearly – as may be agreed with the promoter).
- No early exit fees.
- Interest rate of 8% p.a capped at 11% p.a.
- Personal guarantee and floating charge/ fixed charge shall be required.
- 6 months to 1 year moratorium period to repay SEF.